AVP - Regulatory Reporting
Posted Sep 30, 2026 · We last checked this listing on Oct 6, 2026
Likely interview questions for this role
Written from this job description, not a generic list. Each one notes what the interviewer is really checking.
About your past
Tell me about a time you found an error in a report that had already been filed.
What they are checking: Whether they own mistakes openly and know how amendments and escalation work with regulators.
How do you manage a team through a tight quarter-end filing deadline?
What they are checking: Whether they plan the close calendar, delegate clearly and protect review time for accuracy.
How do you explain a complex reporting issue to the CFO in a few minutes?
What they are checking: Whether they can distill technical detail into the impact and decision leadership needs.
What would you do
A quarter-over-quarter variance on a risk-weighted asset line jumps and nobody can explain it. What do you do?
What they are checking: Whether they dig to the source data and resolve it before filing instead of writing a vague explanation.
How do you work with business lines that supply data but don't understand the reporting rules?
What they are checking: Whether they can teach and hold source owners accountable without creating friction.
About the work
Which regulatory reports have you prepared or reviewed, such as the Call Report, FR Y-9C or FR Y-14?
What they are checking: Whether their hands-on experience matches what a $66 billion holding company actually files.
Walk me through how you'd review a Call Report schedule before it's filed.
What they are checking: Whether they use variance analysis, tie-outs to the general ledger and edit checks rather than a quick look.
How do you stay current when instructions or regulatory capital rules change?
What they are checking: Whether they actively track regulatory updates and turn them into process changes on time.
What controls should exist around a regulatory reporting process to satisfy internal audit and examiners?
What they are checking: Whether they know documented procedures, reconciliations, review sign-offs and data lineage that examiners look for.
Where have you used automation or tools to make reporting more reliable?
What they are checking: Whether they reduce manual spreadsheet risk, which is a common source of reporting errors.
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As published by Wintrust.