Jobs › Rogers Behavioral Health

Compliance Specialist II

Rogers Behavioral Health · Oconomowoc, WI · Full time

Posted Sep 14, 2026 · We last checked this listing on Oct 6, 2026

Apply at Rogers Behavioral Health

Likely interview questions for this role

Written from this job description, not a generic list. Each one notes what the interviewer is really checking.

About your past

Tell me about a time you helped prepare for or support a state or Joint Commission survey.

What they are checking: Whether they have handled the pressure of regulatory surveys and know how to support staff through them.

How do you manage several investigations and four quarterly program audits at once without missing deadlines?

What they are checking: Whether they can organize a heavy, recurring workload with tracked action items.

How do you stay objective when an investigation involves someone you work with often?

What they are checking: Whether they protect the fairness of an investigation even when relationships are involved.

What would you do

During a program audit, a nurse gets defensive and says the rules make no sense. How do you handle it?

What they are checking: Whether they can educate staff respectfully so compliance becomes understood, not just enforced.

You find the same issue in your follow-up round that you flagged last quarter. What do you do?

What they are checking: Whether they escalate repeat findings and push for a real root-cause fix.

About the work

Walk me through how you would investigate a serious incident on a residential unit, from the first report to the final finding.

What they are checking: Whether they run a fair, organized investigation that gathers facts before drawing conclusions.

What Joint Commission standards do you think come up most often in a behavioral health hospital?

What they are checking: Whether they know the standards well enough to audit against them in inpatient, residential and outpatient settings.

How do you run a chart audit, and what are the most common documentation gaps you would expect to find?

What they are checking: Whether they have practical audit experience and know where documentation usually breaks down.

How do you write a findings report that leaders will actually act on?

What they are checking: Whether they can communicate findings clearly with priorities and practical recommendations.

What is the difference between a process that looks compliant on paper and one that produces compliant outcomes?

What they are checking: Whether they audit what really happens, which is what the posting means by compliant outcomes.

Practice this interview out loud.

Offer builds a real interview for this exact role at Rogers Behavioral Health from your resume and this job description, asks the questions one at a time, and tells you what landed. The first one is free.

Practice this out loud

The full job description

As published by Rogers Behavioral Health.

Summary: The Compliance Specialist II is responsible for managing incident and investigation reporting events and will complete internal audits of each program to monitor and ensure compliance with State, Federal, and Joint Commission Standards. Job Duties & Responsibilities: • The Specialist II will be responsible to manage daily assigned incident or other serious event investigations that occur within the assigned programs they are responsible for. • They will support program documentation compliance by completing chart audits. • They will complete program audits to ensure processes the organization implements compliant outcomes. If the outcomes are not compliant, recommend making appropriate changes to the issues giving rise to non-compliance. • Perform quarterly (four per year) program audits within all assigned programs they are responsible for. These surveys may occur in Rogers Inpatient Hospital, Residential and Outpatient settings. • The program audits will require the Specialist to: • Interview staff, discuss regulations, standards and Roger’s policies. • Provide education to staff when needed in all areas related to compliance with these standards. • Prepare findings report. • Track action items for follow up and revisit on follow up surveillance rounds to ensure resolution. • They will assist during Federal, State and Joint Commission surveys as needed, conducting tours and providing necessary documents as appropriate. • Participate in the Rogers Operating System to ensure action plans and follow-up projects to address any regulatory deficiencies identified are addressed. • Utilize key metrics and reporting tools related to all department functions. Promote a team atmosphere by treating individuals with respect and honesty and by using direct communication and active listening skills. • Be open to change and actively support change. • Be open to others’ ideas and points of view. • Facilitate change in a positive and agile atmosphere. Conduct self in a professional manner. • Demonstrate organizational skills that promote timely response to all inquiries and to task completion. • Communicate with all individuals in a positive and professional manner. • Attempt to resolve individual issues with peers in a positive, calm manner, with a focus on solutions. • Communicate concerns and provide solutions for the same. • Attend outside seminars and/or educational classes to promote professional growth. • Demonstrate a positive and professional attitude toward parties outside the hospital (provider relations representatives, managed care contractors, visitors, vendors, etc.). • Comply with the hospital’s policies and procedures, including Human Resources, Infection Control, and Employee health policies and programs. • Project a professional image by wearing appropriate, professional attire. Perform other duties as assigned. Ability to travel up to 50% of the time. Additional Job Description: Physical/Mental Demands: • Ability to be flexible regarding work area and assignments. • Ability to write/type accurately to effectively communicate information and ideas. • Detail-oriented with strong organizational skills. • Possess integrity and initiative. Be tactful, helpful, courteous, dependable, flexible, efficient, cooperative, and be able to follow instructions and need minimal supervision. • Ability to maintain confidentiality. • Possess a positive attitude toward work and Rogers Memorial Hospital and be able to accept constructive criticism. • Work takes place inside the building at a desk, with some walking and standing. Reaching, handling and fingering are necessary to operate various office machines. Talking and hearing are necessary to record minutes, take dictation, transcribe and communicate. • Verbal and hearing ability required to interact with patients and employees. Numerical ability required to maintain records and operate a computer. • Verbal and hearing ability required to interact with patients and employees. Numerical ability required to maintain records and operate a computer. • Tact required to interact effectively with employees and professional staff. Logical thinking and discretion required to make decisions in initiating and implementing policies and procedures and standards. • Must be able to read and communicate through written, verbal, and auditory skills and abilities. • Physically/Mentally able to perform job duties as verified by a physical exam by a licensed physician, per post-employment physical. • Ability to travel to Rogers locations to conduct surveillance rounds. Education/Training Requirements: • Bachelor’s degree in political science, social services, business, healthcare or related field required. • Experience conducting audits with joint commission or state agency preferred. • 3 to 5 years’ experience with regulatory agencies. • Demonstrate an understanding of Joint Commission, State and Federal regulatory requirements and risk management responsibilities. • Must hold a valid driver license and must be granted insurable status by the Rogers Memorial Hospital insurance policy. Drivers License - Cert With a career at Rogers, you can look forward to a Total Rewards package of benefits, including: • Health, dental, and vision insurance coverage for you and your family • 401(k) retirement plan • Employee share program • Life/disability insurance • Flex spending accounts • Tuition reimbursement • Health and wellness program • Employee assistance program (EAP) Through UnitedHealthcare, UMR and HealthSCOPE Benefits creates and publishes the Machine-Readable Files on behalf of Rogers Behavioral Health. To link to the Machine-Readable Files, please visit Transparency in Coverage (uhc.com)

Apply at Rogers Behavioral Health