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Compliance Analyst (Night Shift- Pacific Time)

AlphaSense · Remote · Compliance

Posted Sep 15, 2026 · We last checked this listing on Oct 6, 2026

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Likely interview questions for this role

Written from this job description, not a generic list. Each one notes what the interviewer is really checking.

About your past

This role works a Pacific Time night shift. How do you stay sharp and consistent at those hours?

What they are checking: Realistic commitment to the night schedule the posting names.

Tell me about a time you had to apply a rule consistently even when it slowed things down.

What they are checking: Commitment to compliance standards over speed, since compliance is part of the value Tegus offers.

Tell me about a time you raised a concern that others did not want to hear.

What they are checking: Courage to escalate, which is essential in compliance roles.

What would you do

You are reviewing an expert's profile and see they recently left a public company. What would you check?

What they are checking: Whether they know about cooling-off periods and conflicts of interest.

During a call review, you think the expert may have shared confidential information. What do you do?

What they are checking: Judgment in escalating potential MNPI issues, which protects clients and the business.

A client pushes to schedule a call with an expert you have flagged. How do you handle it?

What they are checking: Ability to hold a compliance line professionally with clients who pay for access.

About the work

What do you think the main compliance risks are in an expert call between an investor and an industry expert?

What they are checking: Understanding of material nonpublic information and confidentiality risks in expert networks.

How do you keep accurate records of your compliance reviews?

What they are checking: Documentation discipline, which matters if a regulator or client questions a call later.

How would you review a large number of calls or transcripts without missing important issues?

What they are checking: Efficiency and attention to detail under high review volume.

What do you know about insider trading laws and how they apply to research providers?

What they are checking: Basic legal knowledge of securities rules relevant to expert networks.

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The full job description

As published by AlphaSense.

About AlphaSense:&nbsp; The world’s most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI, AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research, company filings, event transcripts, expert calls, news, trade journals, and clients’ own research content. The acquisition of Tegus by AlphaSense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI-driven market intelligence. Together, AlphaSense and Tegus will accelerate growth, innovation, and content expansion, with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 6,000 enterprise customers, including a majority of the S&P 500. Founded in 2011, AlphaSense is headquartered in New York City with more than 2,000 employees across the globe and offices in the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Come join us! About the Team: Tegus by AlphaSense facilitates extremely valuable calls between our clients and experts. Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our value add. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards.&nbsp; About the Role:&nbsp; As a Compliance Analyst, you will play a crucial role in supporting our content generation while protecting our clients from potentially sensitive information. You will gain extensive knowledge of Tegus’ cutting edge compliance program to facilitate the review of expert call transcripts. This role is fast-paced, so agility and ability to work under a tight deadline are key. Who You Are: • You are able to work from 2pm-10pm Pacific Time • 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required. Strong transferrable skills, such as research and analysis, are also highly valued. • Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience. • Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently. • Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support Tegus’ business needs. What You’ll Do: &nbsp; • Review expert call transcripts to detect and resolve instances of &nbsp;material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards. • Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary. • Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain. • Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment. • Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency. For base compensation, we set standard ranges for all roles based on function and level benchmarked against similar stage growth companies and internal comparables. In order to be compliant with local legislation, as well as to provide greater transparency to candidates, we share salary ranges on all job postings regardless of desired hiring location. Final offer amounts are determined by multiple factors including candidate experience/expertise and may vary from the amounts listed below. You may also be offered a performance-based bonus, equity, and a generous benefits program. Base Compensation Range $60,000 &mdash; $60,000 USD AlphaSense is an equal-opportunity employer. We are committed to a work environment that supports, inspires, and respects all individuals. All employees share in the responsibility for fulfilling AlphaSense’s commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race, color, sex (including pregnancy), national origin, age, religion, marital status, sexual orientation, gender identity, gender expression, military or veteran status, disability, or any other non-merit factor. This policy applies to every aspect of employment at AlphaSense, including recruitment, hiring, training, advancement, and termination. In addition, it is the policy of AlphaSense to provide reasonable accommodation to qualified employees who have protected disabilities to the extent required by applicable laws, regulations, and ordinances where a particular employee works. Recruiting Scams and Fraud We at AlphaSense have been made aware of fraudulent job postings and individuals impersonating AlphaSense recruiters. These scams may involve fake job offers, requests for sensitive personal information, or demands for payment. Please note: • AlphaSense never asks candidates to pay for job applications, equipment, or training. • All official communications will come from an @<a href="http://alpha-sense.com/" target="_blank" data-saferedirecturl="https://www.google.com/url?q=http://alpha-sense.com/&source=gmail&ust=1740162734907000&usg=AOvVaw2sfhQUZloRzVpQ4Yj1Ftlo">alpha-sense.com &nbsp;email address. • If you’re unsure about a job posting or recruiter, verify it on our&nbsp;<a href="https://www.alpha-sense.com/careers/" target="_blank" data-saferedirecturl="https://www.google.com/url?q=https://www.alpha-sense.com/careers/&source=gmail&ust=1740162734907000&usg=AOvVaw3I0CFwb1ser7ImCRD48YOl">Careers page . If you believe you’ve been targeted by a scam or have any doubts regarding the authenticity of any job listing purportedly from or on behalf of AlphaSense please contact us. Your security and trust matter to us.

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