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This position has closed. Options Clearing Corporation removed this listing from their careers page on Oct 6, 2026. The interview prep below is still useful, and there are similar open roles at the bottom of this page.

Associate Principal, Quality Assurance

Options Clearing Corporation · Chicago, IL · $102,100–$137,000 a year · Full time

Posted Jul 28, 2026 · We last checked this listing on Oct 5, 2026

Likely interview questions for this role

Written from this job description, not a generic list. Each one notes what the interviewer is really checking.

About your past

Tell me about a time you raised a quality risk in a design review that changed the outcome.

What they are checking: Willingness to speak up in high-level design sessions and influence decisions.

Tell me about a retrospective where you pushed for a change in how the team worked.

What they are checking: Whether they help the team improve how it works, not just report defects after the fact.

What would you do

The team wants to skip some testing to meet a release date. What do you do?

What they are checking: Risk communication that gives leaders a clear choice rather than blocking or silently accepting.

About the work

How would you design quality metrics for a large program like Ovation so leaders can trust the numbers?

What they are checking: Choosing meaningful quality KPIs and making their definitions consistent and auditable.

Walk me through how you would validate that a regulatory report matches its source data.

What they are checking: Data reconciliation skill using SQL, which is central to testing report deliverables.

How have you used Alteryx or Airflow to build ETL pipelines for testing or reporting?

What they are checking: Hands-on pipeline automation experience with the tools the posting names.

In sprint planning, how do you help write acceptance criteria that are actually testable?

What they are checking: Shift-left quality habits that catch missing requirements early in Agile teams.

A Tableau dashboard shows a number that executives question. How do you trace it back?

What they are checking: End-to-end data lineage tracing from dashboard to SQL to source.

How would you explain governance and compliance standards for testing artifacts to a new team member?

What they are checking: Understanding of why test evidence matters in a regulated firm and how to make it routine.

How do you write a complex SQL query to find records that exist in one system but not another?

What they are checking: Practical SQL skill with joins and set logic used in reconciliation.

Practice this interview out loud.

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Practice this out loud

The full job description

As published by Options Clearing Corporation.

Duties: Responsible for design and development of quality metrics implementation for Ovation Program Reporting. Attend high level design sessions, code walkthroughs and offer suggestions, and guidance on any topic that could have a negative impact. Work in an Agile team throughout Lifecycle to collaborate on the analysis, design, development and testing. Actively participate in the Sprint planning session and assist in creating stories with robust acceptance criteria while helping identify missing or incomplete requirements. Analyze the business requirements, understand the expectations from end user, review with SMEs and design test scenarios for report deliverables. Attend daily scrum standup and report testing issues. Provide key input during retrospective meetings. Create detailed reporting and tracking of quality KPIs. Clearly articulate the governance and compliance standards for testing artifacts and quality KPIs. Monitor and update quality reports as needed to ensure timely problem resolution.. Use Alteryx or Airflow DAG and SQL to design and implement ETL pipelines, automate ingestion and transformation workflows, and perform data validation and reconciliation for regulatory and analytics reporting.. Leverage MSSQL Server or Big-Query to write complex SQL queries and integrate Tableau dashboards to analyze large datasets and deliver governance metrics and executive reporting. Develop reusable ETL frameworks using Alteryx or Airflow DAG and SQL to standardize data onboarding, enforce audit controls, and improve processing efficiency across enterprise systems. Develop reusable ETL frameworks using Alteryx or Airflow DAG and SQL to standardize data onboarding, enforce audit controls, and improve processing efficiency across enterprise systems. Monitoring and optimizing SQL query performance across ETL pipelines, ensuring data integrity through automated quality validation checks, and iteratively updating query logic to meet with operational reporting standards. Participate in the communication and analysis of user behavior in recording test results and patterns, providing a feedback loop to quality assurance teams. Identify, evaluate, and recommend automation tools for testing reports. Provide accurate timelines for the stakeholders and make sure deadlines are met without affecting the quality of the product. Prioritize, assign and balance workload of the team as per the timelines. Responsible for continuously improving the QA governance process and technologies. Leverage AI to implement tools that enhance the efforts across Reporting. Up to 40% telecommuting permitted. OCC offers a standard benefits package. *This position qualifies for The Options Clearing Corporation’s Employee Referral Program.* Education & Experience Required: Bachelor’s degree in computer science or related and three (3) years of experience as a quality assurance engineer, software engineer, data engineer, or related Special Skills Required: Must have work experience with each of the following: 1) Use Alteryx or Airflow DAG and SQL to design and implement ETL pipelines, automate ingestion and transformation workflows, and perform data validation and reconciliation for regulatory and analytics reporting; 2) Leverage MSSQL Server or BigQuery to write complex SQL queries and integrate Tableau dashboards to analyze large datasets and deliver governance metrics and executive reporting; 3) Develop reusable ETL frameworks using Alteryx or Airflow DAG and SQL to standardize data onboarding, enforce audit controls, and improve processing efficiency across enterprise systems; and 4) Monitoring and optimizing SQL query performance across ETL pipelines, ensuring data integrity through automated quality validation checks, and iteratively updating query logic to meet with operational reporting standards. Up to 40% telecommuting permitted. Salary $102,100-$137,000 Apply: OCC offers a standard benefits package. See a full list of benefits here: https://www.theocc.com/careers/thriving-together . Apply online at www.theocc.com . No calls. EOE. About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com. Benefits A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include: • A hybrid work environment, up to 2 days per week of remote work • Tuition Reimbursement to support your continued education • Student Loan Repayment Assistance • Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely • Generous PTO and Parental leave • 401k Employer Match • Competitive health benefits including medical, dental and vision Visit https://www.theocc.com/careers/thriving-together for more information. Compensation • The salary range listed for any given position is exclusive of fringe benefits and potential bonuses. If hired at OCC, your final base salary compensation will be determined by factors such as skills, experience and/or education. • In addition, we believe in the importance of pay equity and consider internal equity of our current team members as part of any final offer. • We typically do not hire at the maximum of the range in order to allow for future and continued salary growth. We also offer a substantial benefits package as noted on www.theocc.com/careers • All employees may be eligible for a discretionary bonus. Discretionary bonuses are based on various factors, including, but not limited to, company and individual performance and are not guaranteed. Step 1 When you find a position you're interested in, click the 'Apply' button. Please complete the application and attach your resume. Step 2 You will receive an email notification to confirm that we've received your application. Step 3 If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location. For more information about OCC , please click here . OCC is an Equal Opportunity Employer